{"id":34283,"date":"2025-06-16T14:09:24","date_gmt":"2025-06-16T12:09:24","guid":{"rendered":"https:\/\/www.thema-med.com\/?p=34283"},"modified":"2025-06-23T15:30:19","modified_gmt":"2025-06-23T13:30:19","slug":"510k-divestment-in-the-u-s-open-comments-for-new-draft-guidelines","status":"publish","type":"post","link":"https:\/\/www.thema-med.com\/en\/2025\/06\/16\/510k-divestment-in-the-u-s-open-comments-for-new-draft-guidelines\/","title":{"rendered":"510(k) Transfer in the U.S.: Public Comments Open on the New Draft Guidance"},"content":{"rendered":"<p>What happens when you intend to <strong>transfer or sell a 510(k) authorisation<\/strong> to another holder? The new FDA draft guidance seeks to provide clarity.<\/p>\n<p>In the United States, a <strong>510(k) notification<\/strong> is the most common route to obtaining marketing authorisation for a <strong>Class II <\/strong>and, in some cases, <strong>Class I<\/strong> medical device. Through this procedure, the manufacturer demonstrates that its device is substantially equivalent to another device already legally on the market (predicate device). Under <strong>Section 510(k)<\/strong> of the <strong>Federal Food, Drug, and Cosmetic Act (FD&amp;C Act)<\/strong>, any person required to register their establishment must generally submit a 510(k) notification <strong>at least 90 days <\/strong>before beginning to place or proposing to place a device on the market.<\/p>\n<p>But how should one proceed if one intends to <strong>transfer an already authorised 510(k) to another party<\/strong>? Need a new notification? What are the responsibilities of the new holder?<\/p>\n<p>These and other questions are answered by the new <strong>draft guidance of June 5, 2025<\/strong>, entitled: <a href=\"https:\/\/www.fda.gov\/regulatory-information\/search-fda-guidance-documents\/transfer-premarket-notification-510k-clearance-questions-and-answers\"><strong>\u201cTransfer of a Premarket Notification (510(k)) Clearance \u2013 Questions and Answers\u201d<\/strong><\/a><strong>.<\/strong><\/p>\n<p>Structured as a <strong>question-and-answer (FAQ)<\/strong> document, the draft is <strong>open for public comment<\/strong> until<strong> August 4, 2025<\/strong>. The objective is to clarify the critical points related to the transfer of ownership of a 510(k), a very common situation in the context of <strong>company acquisitions, mergers or reorganisations<\/strong>.<\/p>\n<p>It is important to emphasise that this is not a new regulation, but an interpretative guide (draft Guidance, without binding force) that helps to correctly apply the provisions of the <a href=\"https:\/\/www.fda.gov\/regulatory-information\/laws-enforced-fda\/federal-food-drug-and-cosmetic-act-fdc-act\"><strong>Federal Food, Drug, and Cosmetic Act (FD&amp;C Act)<\/strong><\/a> and of <a href=\"https:\/\/www.ecfr.gov\/current\/title-21\"><strong>Title 21 of the Code of Federal Regulations (21 CFR)<\/strong><\/a> regarding 510(k) notification, registration (Establishment Registration), listing and UDI.<\/p>\n<h3><strong>When you need and when you don&#8217;t need a 510(k)<\/strong><\/h3>\n<p>The guide clarifies that it <strong>is not necessary to file a new 510(k) notification<\/strong> when:<\/p>\n<ul>\n<li>the device remains <strong>identical<\/strong> in design, components, method of manufacture and intended use;<\/li>\n<li>there is <strong>only<\/strong> a change in <strong>who <\/strong>holds the title to the 510(k).<\/li>\n<\/ul>\n<p>In this case, the new holder must:<\/p>\n<ul>\n<li><strong>register with the FDA<\/strong>, if not already registered, within <strong>30 days<\/strong> of commencing operations (21 CFR 807.22(a));<\/li>\n<li><strong>update the Device Registration and Listing Module (DRLM) of the FURLS system<\/strong>, specifying the 510(k) authorisation number already assigned;<\/li>\n<li><strong>update the GUDID database<\/strong> if information such as the name of the labeller has changed;<\/li>\n<li><strong>maintain compliance with labelling<\/strong> and Unique Device Identification (UDI) requirements.<\/li>\n<\/ul>\n<p>A new 510(k) <strong>is required<\/strong> when the device being transferred:<\/p>\n<ul>\n<li>undergoes <strong>significant<\/strong> changes in design, components, materials, method of manufacture or intended use;<\/li>\n<li>is <strong>reworked<\/strong> or incorporated into a different system, which may affect its safety or effectiveness.<\/li>\n<\/ul>\n<h3><strong>Some examples of FAQ in the guide<\/strong><\/h3>\n<p>There are five main questions in the FDA document. Below is a selection of significant examples, including some sub-questions or clarifications contained in the main answers.<\/p>\n<ul>\n<li><strong>Is a new 510(k) required in the case of a change of ownership only, with no changes to the device?<\/strong><br \/>\nNo, as long as the device remains identical and the new holder updates the registration and listing correctly.<\/li>\n<li><strong>Can there be more than one holder for the same 510(k)?<\/strong><br \/>\nNo, according to the FDA, there can only be one official holder for each 510(k) at any given time.<\/li>\n<li><strong>What is the deadline for updating the registration and listing after a transfer?<\/strong><br \/>\nThe new owner must complete registration and update the listing <strong>within 30 days<\/strong> of the start of the regulated activity.<\/li>\n<li><strong>How is the update of the GUDID database handled after a transfer?<\/strong><br \/>\nThe new holder, if identified as a labeller, is responsible for entering and updating data in the Global Unique Device Identification Database.<\/li>\n<li><strong>How can one obtain a copy of the original documentation of a 510(k)?<\/strong><br \/>\nYou can request it from the previous holder or submit a FOIA (Freedom of Information Act) request to the FDA.<\/li>\n<\/ul>\n<p>All FAQs can be found in the <a href=\"https:\/\/www.fda.gov\/media\/186765\/download\"><strong>document<\/strong><\/a><strong>.\u00a0\u00a0\u00a0\u00a0 <\/strong><\/p>\n<p>Comments open until August 4, 2025<br \/>\nInterested professionals and companies can <a href=\"https:\/\/www.fda.gov\/regulatory-information\/search-fda-guidance-documents\/transfer-premarket-notification-510k-clearance-questions-and-answers\"><strong>send comments on the draft<\/strong><\/a> directly to the FDA, contributing to the final version of a guide that promises to become an essential industry reference.<\/p>\n<p><strong>&gt;&gt;&gt;<\/strong> <strong>Thema<\/strong> is on the side of manufacturers marketing medical devices in the <strong>United States<\/strong>, offering <a href=\"https:\/\/www.thema-med.com\/en\/usa\/\"><strong>targeted strategic regulatory consultancy<\/strong><\/a>. We support companies in the <strong>correct classification of products<\/strong> and accompany them through all <strong>necessary authorisation processes<\/strong>.<\/p>\n<p><strong>Learn more<\/strong> about the classification of medical devices in the USA and related procedures. <a href=\"https:\/\/www.thema-med.com\/en\/2024\/12\/04\/practical-guide-to-the-classification-of-medical-devices-in-the-u-s\/\"><strong>Download our white paper<\/strong><\/a> and <a href=\"https:\/\/www.thema-med.com\/en\/contacts\/\"><strong>contact us for a personalised consultation<\/strong><\/a><strong>.<\/strong><\/p>\n<p>SOURCE:<\/p>\n<p><a href=\"https:\/\/www.fda.gov\/regulatory-information\/search-fda-guidance-documents\/transfer-premarket-notification-510k-clearance-questions-and-answers\">https:\/\/www.fda.gov\/regulatory-information\/search-fda-guidance-documents\/transfer-premarket-notification-510k-clearance-questions-and-answers<\/a><\/p>\n<p>&nbsp;<\/p>\n<p><em>06\/16\/2025<\/em><\/p>\n","protected":false},"excerpt":{"rendered":"<p>What happens when you intend to transfer or sell a 510(k) authorisation to another holder? The new FDA draft guidance seeks  [&#8230;]<\/p>\n","protected":false},"author":115,"featured_media":34182,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"_monsterinsights_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0,"footnotes":""},"categories":[2],"tags":[1895,1899,1901,1900,1898,1896,1897],"class_list":["post-34283","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-news-en","tag-510k-transfer","tag-acquisition-510k","tag-device-listing-fda-en","tag-fda-510k-en","tag-premarket-notification-510k","tag-sale-510k","tag-us-medical-devices"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v26.0 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>USA: draft FDA guidance on how to transfer or sell a 510(k)<\/title>\n<meta name=\"description\" content=\"The FDA has published draft guidance on how to transfer or sell 510(k). 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